Blog

Educational Institutions – Understanding your legal duties

Educational Institutions – Understanding your legal duties

Guides & Advice

Educational Institutions – Understanding your legal duties

Enquire Now Home Our Thoughts Thoughts & Insights Educational Institutions – Understanding your legal duties Published: Area: Education
In December 2020 the House of Commons published a briefing paper entitled “Support for students with mental health issues in higher education in England”.  It documents the challenges posed to students by the COVID-19 pandemic, the pressure to achieve academic excellence and the vicissitudes of living away from home for the first time. It makes for sobering reading.

There is a section in the paper on legal requirements which mistakenly identifies the duty of care that Higher Education Institutions (HEIs) owe to students as including a duty to ensure their health and welfare. It is not clear how this distorted understanding of the duty of care has arisen; we can only assume that it a conflation of pastoral and moral sensibilities and the law. However, knowing what the law in fact does require will enable institutions to make properly informed decisions about the resources they allocate to achieving such ends.

What is a duty of care?

An institution’s duty of care, put simply, is not to injure those (e.g. students) it might reasonably be foreseen will be harmed by its careless acts and omissions in circumstances where the courts regard it as just, fair and reasonable for there to be a duty.

Is there a safeguarding duty?

Schools and further education colleges have a statutory duty to promote and safeguard the welfare of children to whom they provide education and training.  No comparable statutory duty exists for HEIs in respect of children or adults.

What are health and safety duties?

Under the Health & Safety at Work Act 1974 (s2), HEIs as employers have a duty to ensure, so far as is reasonably practicable, the health, safety and welfare at work of their employees.

The duty with regard to non-employees, including students, is very different. Institutions have a duty to conduct their undertaking (i.e. the business of an education institution) in such a way as to ensure, so far as is reasonably practicable, that non-employees who may be affected by it are not thereby exposed to risks to their health or safety (Health & Safety at Work Act 1974 s3).

Duty to make reasonable adjustments

The duty to make reasonable adjustments under the Equality Act 2010 does not entail ensuring health or welfare. It is about modifying institutions’ policies, procedures and practices so that disabled students are not put at a substantial disadvantage when compared with students who do not have the particular disability.

Duty under ECHR Article 2 – the right to life

Human rights case law has concluded that Article 2 may imply in certain well-defined circumstances a positive obligation on the part of the state to take preventive operational measures in particular circumstances to protect an individual from themselves (e.g. from self-harm). These cases primarily relate to persons in the custody of the police or prison services and medical treatment-based claims for failure to protect those individuals whom they knew were at risk from violent individuals or from themselves by means of suicide.

Ultimately, for a positive obligation to arise where the risk to a person derives from self-harm, such as a suicide in custody or in a psychiatric hospital, it must be established that the authority:

  • knew or ought to have known at the time of the existence of a real and immediate risk to the life of an identified individual; and, if so,
  • failed to take measures within the scope of their powers which, judged reasonably, might have been expected to avoid that risk.

Institutions’ relationships with their students are clearly not analogous to prisons or psychiatric hospitals which have custody, and therefore almost complete control, of their inmates and patients respectively. And as far as Article 2 being applied to HEIs, it would require action to be taken within the scope of their powers as educational institutions, which is very limited.

Final thoughts

It goes without saying that HEIs should support their students to succeed in and benefit from higher education. To do that, HEIs will need to take into account the particular characteristics of their students, including their vulnerability to mental ill-health, and will have to consider providing a range of services within their powers and expertise to address those support needs.

Knowing what law does and doesn’t apply and what the law in fact requires will enable institutions to make properly informed decisions about the resources they allocate to achieving such ends.

For further information and how we can help you please contact Geraldine Swanton or another member of the education team in your local office.

 

Geraldine Swanton
Geraldine Swanton
Legal Director View full profile
Related articles
Financial challenges…and opportunities ahead for the FE/HE sector A person’s belief whether gender can be fluid | I don’t like what you say, but I will defend your right to say it
Related services
Corporate & Commercial Education Back to Thoughts & Insights

How can we help?

SHMA® ON DEMAND

Listen to our SHMA® ON DEMAND content covering a broad range of topics to help support you and your business.

SHMA Talks: Sparking the debate of diversity in utilities 10 Dec
Sarah Walker-Smith, Chief Executive
SHMA Talks: Sparking the debate of diversity in utilities
Read More SHMA Talks: Is the future bright, or bleak for the legal sector? 3 Dec
Sarah Walker-Smith, Chief Executive
SHMA Talks: Is the future bright, or bleak for the legal sector?
Read More Brexit: Relocating to / from the UK? – the impact on your UK tax position 26 Nov
Anne Tromans, Partner & Head of Wealth | Daniel Goodall, Associate
Brexit: Relocating to / from the UK? – the impact on your UK tax position
Watch The right to remove Telecoms apparatus under Part 6 of the Code 24 Nov
Pia Eames, Associate
The right to remove Telecoms apparatus under Part 6 of the Code
Watch View all SHMA® ON DEMAND

Our Latest Thoughts

All the latest views and insights on current topics.

Financial challenges…and opportunities ahead for the FE/HE sector 18 Dec Education
Financial challenges…and opportunities ahead for the FE/HE sector
Read article A person’s belief whether gender can be fluid | I don’t like what you say, but I will defend your right to say it 30 Nov Education
A person’s belief whether gender can be fluid | I don’t like what you say, but I will defend your right to say it
Read article How Important is Institutional Autonomy? A roundtable event with Berwick Partners 19 Oct Education
How Important is Institutional Autonomy? A roundtable event with Berwick Partners
Read article Gavin Williamson’s letter to Vice Chancellors on the IHRA definition of antisemitism 13 Oct Corporate & Commercial
Gavin Williamson’s letter to Vice Chancellors on the IHRA definition of antisemitism
Read article A first-class legal panel appointment | University of Hertfordshire 7 Oct Education
A first-class legal panel appointment | University of Hertfordshire
Read article View all articles